sec-adv
No liveness check has reached it yet; it has been in the index since 10 Oct 2026. How this is checked
Sec Adv is an HTTP JSON-RPC MCP server that exposes tools for searching SEC-registered investment adviser and broker-dealer firms and individual representatives. It returns registration details, CRD identifiers, disclosure flags, office information, and links to Form ADV documents for compliance and research workflows.
Inferred · not functionally tested
Overview
6 featuresPurpose: Finding and reviewing SEC Form ADV and IAPD records for investment advisers, broker-dealers, and representatives.
Inferred · not functionally tested
Audience: financial researchers, compliance teams, and developers
Inferred · not functionally tested
Functions: data_extraction
Inferred · not functionally tested
Interfaces: API: indicated (inferred, not tested) · MCP: indicated (inferred, not tested) · CLI: unknown · Self-hosting: unknown
Recorded constraints: pricing: unknown · license: Proprietary · platforms: WEB · deployment: browser, api_only, cloud_managed
Constraint provenance is unknown; confirm requirements with the publisher.
Record sources: gateway.pipeworx.io. These links do not verify the individual claims.
sec-adv is an API design, testing & docs project. Inferred · not functionally tested: It focuses on finding and reviewing SEC Form ADV and IAPD records for investment advisers, broker-dealers, and representatives. Inferred · not functionally tested: sec-adv is a B2B product aimed at financial researchers, compliance teams, and developers. Basis unknown · not verified: It ships for the web and API.
Pipeworx builds and maintains sec-adv. Inferred · not functionally tested: Key capabilities include firm search, individual search, and firm profiles. Inferred · not functionally tested: Catalogued interfaces include an MCP server and a public API.
Summary written by a language model from the project’s public pages.
Tasks: Inferred · not functionally tested
- Firm search
- Individual search
- Firm profiles
- CRD lookup
- Registration status
- Disclosure flags
Topics: Inferred · not functionally tested
Built with & integrations
- Cloudflare
- cf-ray header
Trust & compliance
Indexing history
1What PulseGate has recorded for this listing
- Indexed10 Oct · 00:02 UTCSec Adv seen via MCP Registry (official)Source: MCP Registry (official) · Open
Frequently asked questions about sec-adv
- What is sec-adv?
- Inferred · not functionally tested: Sec-adv focuses on finding and reviewing SEC Form ADV and IAPD records for investment advisers, broker-dealers, and representatives. It is catalogued under API design, testing & docs on PulseGate.
- Who is sec-adv for?
- Inferred · not functionally tested: sec-adv is a B2B product built for financial researchers, compliance teams, and developers.
- What platforms does sec-adv run on?
- Basis unknown · not verified: sec-adv runs on the web and API.
- Is sec-adv still maintained?
- Unverified. sec-adv has not been re-checked since it entered the index, so there is no finding either way — and only a positive finding would say otherwise.
- What are alternatives to sec-adv?
- Similar projects tracked by PulseGate include sec, sec-regulations, and sec-events.secsec-regulationssec-events
- Who makes sec-adv?
- sec-adv is developed by Pipeworx, based in the United States.
- Does sec-adv have an API or integrations?
- Inferred · not functionally tested: Yes — sec-adv exposes an MCP server and a public API.
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